1. Privacy Policy
Rev. 2/2026
WHAT DOES KATE CAPITAL GROUP DO WITH YOUR PERSONAL INFORMATION?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number and income
- account balances and transaction history
- investment experience and account transactions
When you are no longer our customer, we continue to share your information as described in this notice.
How? All financial companies need to share customer’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer’s personal information; the reasons Kate Capital Group chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Does Kate Capital Group share? | Can you limit this sharing? |
| For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | Yes | No |
| For our marketing purposes— to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We don’t share |
| For our affiliates’ everyday business purposes— information about your transactions and experiences | No | We don’t share |
| For our affiliates’ everyday business purposes— information about your creditworthiness | No | We don’t share |
| For non-affiliates to market to you | No | We don’t share |
| Questions? Call (805) 418-7552 or go to www.katecapitalgroup.com |
Who we are |
|
| Who is providing this notice? | Kate Capital Group LLC |
| What we do | |
| How does Kate Capital Group protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. |
| How does Kate Capital Group collect my personal information? | We collect your personal information, for example, when you:
|
| Why can’t I limit all sharing? | Federal law gives you the right to limit only:
|
| Definitions | |
| Affiliates | Companies related by common ownership or control. They can be financial and nonfinancial companies.
|
| Non-affiliates | Companies not related by common ownership or control. They can be financial and nonfinancial companies.
|
| Joint marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
|
| Other important information | No mobile information will be shared with third parties for marketing/promotional purposes. Opt-Out Disclosure: You have the right to opt out of certain information sharing practices. To exercise your opt-out rights, please contact Kate Capital Group by calling (805) 418-7552 or by emailing support@katecapitalgroup.com. Please note that opting out does not eliminate all sharing of your personal information, as certain sharing is required for us to provide you with products and services or is required by law. |
2. Cookie Policy
Last Updated: February 1, 2026
What Are Cookies?
Cookies are small text files that are placed on your device (computer, smartphone, or tablet) when you visit a website. They are widely used to help websites function properly and to provide a basic, functional user
experience.
How We Use Cookies
We use only essential (strictly necessary) cookies on our Site. These cookies are required for the Site to
function properly and cannot be disabled. They do not collect any personal information beyond what is strictly
necessary to operate the website. Examples of essential cookies include cookies that enable you to navigate the
site, access secure areas, or remember your session if applicable.
We do not use cookies for:
• Tracking your online behavior or browsing habits
• Advertising or marketing purposes
• Analytics or performance monitoring
• Sharing information with third parties
Third Party Cookies
We do not use or permit third-party cookies on our Site. We do not embed third-party tools, plugins, or scripts that may place cookies on your device without your knowledge.
How to Manage Cookies
Because we only use essential cookies, there is no option to “opt out” of these cookies, as they are necessary for the Site to function. However, you can manage or delete cookies at any time through your web browser’s settings. Please note that disabling cookies may affect the functionality of our Site. For instructions on how to manage cookies, please refer to your browser’s documentation.
Changes to This Cookie Policy
We may update this Cookie Policy from time to time. Any changes will be posted on this page with a revised “Last Updated” date. We encourage you to review this policy periodically.
Contact Us
If you have any questions about our use of cookies, please contact us at: support@katecapitalgroup.com or (805) 418-7552
3. Website Terms and Conditions
Last Updated: February 1, 2026
Agreement to Terms
By accessing or using the website located at www.katecapitalgroup.com (the “Site”), you agree to be bound by these Terms and Conditions (“Terms”). If you do not agree to these Terms, please do not use the Site. Kate Capital Group (“we,” “us,” or “our”) reserves the right to modify these Terms at any time. Any changes will be posted on this page with a revised “Last Updated” date. Your continued use of the Site after any changes constitutes your acceptance of the revised Terms.
Informational Purposes Only
The content on this Site is provided for informational purposes only and does not constitute investment advice, a recommendation, or a solicitation to buy or sell any securities or financial products. The information provided should not be relied upon as the basis for any investment decision. All investments involve risk, including the possible loss of principal.
No Advisory Relationship
Accessing or using this Site does not create an investment advisory relationship between you and Kate Capital Group. A formal advisory relationship is only established through the execution of a written advisory agreement. Until such an agreement is in place, Kate Capital Group has no obligation to provide you with personalized investment advice or act in your best interest.
Use of the Site
You agree to use the Site only for lawful purposes and in a manner that does not infringe upon the rights of others.
You agree not to:
• Use the Site in any way that violates applicable federal, state, or local laws or regulations.
• Attempt to gain unauthorized access to any part of the Site or its related systems or networks.
• Transmit any unsolicited or unauthorized advertising or promotional material.
• Use any automated tools, bots, or scripts to scrape, crawl, or extract data from the Site without prior written consent.
• Impersonate any person or entity or misrepresent your affiliation with any person or entity
Intellectual Property
All content on this Site, including but not limited to text, graphics, logos, images, audio clips, and software, is the property of Kate Capital Group or its content suppliers and is protected by applicable intellectual property laws. You may not reproduce, distribute, modify, create derivative works from, or otherwise exploit any content on this Site without the prior written consent of Kate Capital Group.
Third Party Links
The Site may contain links to third-party websites or services that are not owned or controlled by Kate Capital Group. We have no control over and assume no responsibility for the content, privacy policies, or practices of any third-party websites. We encourage you to review the terms and privacy policies of any third-party sites you visit.
Disclaimer of Warranties
THE SITE AND ITS CONTENT ARE PROVIDED ON AN “AS IS” AND “AS AVAILABLE” BASIS WITHOUT ANY WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT. KATE CAPITAL GROUP DOES NOT WARRANT THAT THE SITE WILL BE UNINTERRUPTED, ERROR-FREE, OR FREE OF VIRUSES OR OTHER HARMFUL COMPONENTS.
Limitation of Liability
TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, KATE CAPITAL GROUP SHALL NOT BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES ARISING OUT OF OR IN CONNECTION WITH YOUR USE OF THE SITE OR THE CONTENT CONTAINED THEREIN, INCLUDING BUT NOT LIMITED TO ANY LOSS OF PROFITS, LOSS OF DATA, OR LOSS OF GOODWILL, EVEN IF KATE CAPITAL GROUP HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
Indemnification
You agree to indemnify and hold harmless Kate Capital Group and its officers, directors, employees, agents, and affiliates from and against any claims, damages, losses, costs, or expenses (including reasonable attorneys’ fees) arising out of or related to your use of the Site or your violation of these Terms.
Governing Law
These Terms shall be governed by and construed in accordance with the laws of the State of California, without regard to its conflict of law principles. Any disputes arising under these Terms shall be subject to the exclusive jurisdiction of the courts located in the State of California.
Changes to These Terms
Kate Capital Group reserves the right to modify or replace these Terms at any time at its sole discretion. If a revision is material, we will provide notice prior to any new Terms taking effect. What constitutes a material change will be determined at our sole discretion. By continuing to use the Site after the effective date of any changes, you accept the revised Terms.
Contact Us
If you have any questions about these Terms and Conditions, please contact us at: support@katecapitalgroup.com or (805) 418-7552